City & Financial Publishing Practitioner's Guide to the Regulation of Investment Banking (3ed) A Practitioner's Guide to Investment Banking brings together all the legal and regulatory changes th.. Product #: 9780414028135 Regular price: $234.00 $234.00

Practitioner's Guide to the Regulation of Investment Banking (3ed)

£234.00

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A Practitioner's Guide to Investment Banking brings together all the legal and regulatory changes that will affect the investment banking industry in the post credit crisis world.

The new 3rd edition:

  • Explains the new principles, processes and regulatory structures for those working in the institutions and their legal advisors
  • Sets out how the transition from the Financial Services Authority to the new financial services regulatory bodies will impact on investment banking
  • Deals with all types of investment banking transactions, including equity capital markets, derivatives, loan markets and short selling
  • Covers the practical impact of the Vickers Report and the proposed ring-fencing of retail banking operations in the UK
  • Explains the impact of EU developments, including MiFID II and the Market Abuse Directive Review
  • Discusses the practical implications of the Basel III capital adequacy and liquidity requirements
  • Gives guidance on the impact of the Dodd Frank Act outside the UK
  • Advises on key areas of compliance such as governance, client assets, market abuse and confidentiality
  • Looks at the UK Corporate Governance Code and other governance developments
Publisher: City & Financial Publishing
ISBN: 9780414028135
Author(s) Gleeson, S
Edition 3
Format Pb
Publication Date 30/11/2013