Compliance Calendar Toolkit for Law Firms
Many law firm compliance officers are struggling due to the increasingly complex and fast-changing regulatory environment. There is growing emphasis on monitoring and implementing systems, and for the COLP and COFA to be able to demonstrate compliance.
The Compliance Calendar Toolkit for Law Firms, through month by month trackers and checklists, ensures you will have an audit trail to show you have dealt with the main systems, controls, policies, and procedures which need to be addressed. In short, it is a practical blueprint to ensure your firm’s compliance.
This quick reference toolkit is needed by COLPs, COFAs, and any other law firm compliance professionals. It is designed to alleviate the stress of your varied duties, and provides:-
- Manageable to-do lists;
- Targeted COLP and COFA articles addressing areas of concern;
- Cutting edge tips based on the authors’ experience;
- Monthly, quarterly, semi-annual and annual checklists (included on an accompanying CD).
The report and accompanying CD ROM can be used at any point in the year.
|Publisher:||Ark Group Ltd|
|Author(s)||Dingwall, F and Maher, F|